PFD report

Richard William Brookes · Prevention of Future Deaths report

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Issued 19 Nov 2024•Manchester South

Report record

Published report and response evidence

This page connects the concerns raised in this report with statements found in recipients’ published responses. A link shows a clear evidence connection; it does not assign responsibility.

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Concerns
4

Raised in this report

Recipients
1

Named on the report

Responses found
1

Of 1 recipient

Stated actions
5

Described in responses

Recipients and published responses

Source document

Full report text

This is the full text from the original published report.

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Concerns and recipient responses

Select any concern, action or position to view the source wording.

Report evidence summary

Concerns raised4

  1. Lack of effective audit of the large payments caseload for record-keeping failures
  2. Lack of robust assessments and checks before large payments to vulnerable adults
    Part of recurring concern: Failure of benefits administration to account for recognised vulnerabilities
  3. Failure to record the full content of calls before initiating payments
Responses linked to these concerns

Each statement is shown once, even when linked to more than one concern.

Actions described in response An action is something a recipient says it has done, is doing, or plans to do in response to a concern raised.3

  1. Action

    Review the Making Large Payments guidance to mandate recording calls, agreements and related documents in DWP systems and the digital repository.

    Stated by Department for Work and PensionsStated in progressThe respondent said that this action was in progress when they made their response on 20 November 2024.
  2. Action

    Revise specialist-team clerical forms and apply Team Leader and separate quality-assurance checks to verify vulnerability assessment, customer contact, records, payment decisions and calculations.

    Stated by Department for Work and PensionsStated completedThe respondent said that this action was complete when they made their response on 20 November 2024.
  3. Action

    Circulated an upskilling communication to Working Age colleagues reinforcing large-payment vulnerability checks and recording requirements.

    Stated by Department for Work and PensionsStated completedThe respondent said that this action was complete when they made their response on 20 November 2024.

Source evidence

How this individual concern was interpreted

PFD Monitor created a concise, searchable interpretation from the report wording shown below. Response links show a clear evidence connection; they do not assign responsibility.

PFD Monitor interpretation

Lack of effective audit of the large payments caseload for record-keeping failures

Wider context from the report

“4. I am also concerned that the DWP currently has no ability to effectively audit its large payments caseload to ascertain whether the failure in record keeping evident in the present case has occurred in other cases. ”

Is this part of a recurring concern?

No recurring-concern membership is currently published.

Open source report

Source evidence

How this individual concern was interpreted

PFD Monitor created a concise, searchable interpretation from the report wording shown below. Response links show a clear evidence connection; they do not assign responsibility.

PFD Monitor interpretation

Lack of robust assessments and checks before large payments to vulnerable adults

Wider context from the report

“1. This was a large payment of money to a vulnerable adult who was then required to self-manage that money. In these situations, it is important that there are robust systems in place for ensuring that the requisite assessments and checks are made of an individual to ensure that large payments can be made in a way that does not increase any vulnerability. ”

Is this part of a recurring concern?

Yes — Failure of benefits administration to account for recognised vulnerabilities.

Open source report

Source evidence

How this individual concern was interpreted

PFD Monitor created a concise, searchable interpretation from the report wording shown below. Response links show a clear evidence connection; they do not assign responsibility.

PFD Monitor interpretation

Failure to record the full content of calls before initiating payments

Wider context from the report

“2. I heard evidence from ████████ that the DWP systems that are currently in place are hybrid of electronic and clerical systems and that payments can be initiated without there being a full note on the system of the content of the call with the individual. ”

Is this part of a recurring concern?

No recurring-concern membership is currently published.

Open source report

Source evidence

How this individual concern was interpreted

PFD Monitor created a concise, searchable interpretation from the report wording shown below. Response links show a clear evidence connection; they do not assign responsibility.

PFD Monitor interpretation

Inability to evaluate whether repayment agreements consider relevant vulnerabilities before large payments

Wider context from the report

“3. I am therefore concerned that there is no way that an agent, quality assessor or team leader can properly evaluate whether any agreement made between the DWP and an individual regarding repayment has fully considered all the relevant factors regarding their vulnerabilities before a large payment is made. ”

Is this part of a recurring concern?

Yes — Failure of benefits administration to account for recognised vulnerabilities.

Open source report

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Review the Making Large Payments guidance to mandate recording calls, agreements and related documents in DWP systems and the digital repository.

Verbatim wording from the response

“Existing guidance does not expressly state that recording notes of calls with customers on computer systems is mandatory, although training packages and upskilling communications do include the need to do this. The department is reviewing the Making Large Payments guidance within Working Age, with a view to mandating that any calls made, and any agreements reached, be recorded on the DWP systems, and that any related documents are stored in the digital repository. The department is also designing a letter to be issued to customers who have requested or agreed a staggered payment.”

Source location

Response from Department of Work and Pensions
Page 3 · response
Published 20 November 2024

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Revise specialist-team clerical forms and apply Team Leader and separate quality-assurance checks to verify vulnerability assessment, customer contact, records, payment decisions and calculations.

Verbatim wording from the response

“As a result of the issues identified in Mr Brookes’ case, activity has taken place within that specialist team to improve compliance with the Making Large Payments guidance. Clerical forms have been revised to prompt agents to:”

Source location

Response from Department of Work and Pensions
Page 6 · response
Published 20 November 2024

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Circulated an upskilling communication to Working Age colleagues reinforcing large-payment vulnerability checks and recording requirements.

Verbatim wording from the response

“As part of the learning the department has taken from Mr Brookes’ case, an upskilling communication has been circulated to all colleagues within Working Age to remind them of the correct process to follow when making large payments. This includes the requirement to consider the size of the payments and the importance of recording conversations with customers.”

Source location

Response from Department of Work and Pensions
Page 4 · response
Published 20 November 2024

Open published response

Other statements in published responses

These actions and other statements could not be clearly connected to one concern in this report.

Recipient-stated actions An action is something a recipient says it has done, is doing, or plans to do in response to a concern raised.2

  1. 1

    Monitor progress of localized improvements with departmental improvement teams to inform potential wider guidance changes.

    Stated by Department for Work and PensionsStated in progressThe respondent said that this action was in progress when they made their response on 20 November 2024.
  2. 2

    Design a customer letter for requested or agreed staggered payments.

    Stated by Department for Work and PensionsStated in progressThe respondent said that this action was in progress when they made their response on 20 November 2024.

Recipient positions A position is what a recipient says about a concern when they do not describe a specific action.2

  1. 1

    DWP will not invest in updating legacy JSAPS because the system is due to close and redevelopment would be expensive and inefficient.

    Stated by Department for Work and PensionsUnable to actThe respondent said that a constraint prevented them from taking the relevant action.
  2. 2

    DWP cannot legally withhold benefit or require a customer to receive a large payment in a particular way.

    Stated by Department for Work and PensionsUnable to actThe respondent said that a constraint prevented them from taking the relevant action.

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Monitor progress of localized improvements with departmental improvement teams to inform potential wider guidance changes.

Verbatim wording from the response

“Whilst this activity is currently localised within Working Age, improvement teams across the department are working together to monitor the progress, to potentially influence wider guidance changes.”

Source location

Response from Department of Work and Pensions
Page 3 · response
Published 20 November 2024

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Design a customer letter for requested or agreed staggered payments.

Verbatim wording from the response

“Existing guidance does not expressly state that recording notes of calls with customers on computer systems is mandatory, although training packages and upskilling communications do include the need to do this. The department is reviewing the Making Large Payments guidance within Working Age, with a view to mandating that any calls made, and any agreements reached, be recorded on the DWP systems, and that any related documents are stored in the digital repository. The department is also designing a letter to be issued to customers who have requested or agreed a staggered payment.”

Source location

Response from Department of Work and Pensions
Page 3 · response
Published 20 November 2024

Open published response

Source evidence

How this respondent position was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

DWP will not invest in updating legacy JSAPS because the system is due to close and redevelopment would be expensive and inefficient.

Verbatim wording from the response

“As the department plans to close some legacy benefits, including Income Related ESA, by the end of March 2026, there are no plans to invest money or resources in the outgoing computer systems. The work required to update the old JSAPS system would be expensive and an inefficient use of resources, so instead policy and guidance are reviewed to support colleagues using the legacy benefit systems. Existing Income Related ESA customers will migrate to UC which operates on a digital platform, known as “the UC Service”. This has additional functionality including both automated and agent led processes. UC will now be briefly explained, as well as how the process of making large payments will be improved on the UC system.”

Source location

Response from Department of Work and Pensions
Page 4 · response
Published 20 November 2024

Open published response

Source evidence

How this respondent position was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

DWP cannot legally withhold benefit or require a customer to receive a large payment in a particular way.

Verbatim wording from the response

“DWP cannot legally withhold benefit from a customer or force them to receive their payment in a particular way.”

Source location

Response from Department of Work and Pensions
Page 3 · response
Published 20 November 2024

Open published response
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Information checked against the published report and official responses · Data reviewed 7 Sep 2026 · About data quality and limitations

Official responses located
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Data last updated 7 September 2026