PFD report

Brian John COLBY · Prevention of Future Deaths report

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Issued 26 Jun 2024•Inner North London

Report record

Published report and response evidence

This page connects the concerns raised in this report with statements found in recipients’ published responses. A link shows a clear evidence connection; it does not assign responsibility.

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Concerns
6

Raised in this report

Recipients
1

Named on the report

Responses found
1

Of 1 recipient

Stated actions
17

Described in responses

Recipients and published responses

Source document

Full report text

This is the full text from the original published report.

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Concerns and recipient responses

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Report evidence summary

Concerns raised6

  1. Failure of clinical communication to convey urgent investigation instructions
  2. Delays in communicating and acting on urgent investigation instructions for deteriorating patients
    Part of recurring concern: Failure to reliably recognise and respond to acute clinical deterioration
  3. Use of unreliable text messaging for escalation of serious patient concerns
    Part of recurring concern: Failure to escalate significant clinical concerns to appropriately senior clinicians
Responses linked to these concerns

Each statement is shown once, even when linked to more than one concern.

Actions described in response An action is something a recipient says it has done, is doing, or plans to do in response to a concern raised.9

  1. Action

    Empower ICU Nurses-in-Charge to escalate deteriorating patients to Resident Doctors and directly to Consultants when required.

    Stated by HCA International Limited (trading as HCA Healthcare UKStated completedThe respondent said that this action was complete when they made their response on 28 June 2024.
  2. Action

    Reinforce Consultant-to-Consultant communication for urgent clinical matters and embed the expectation in Consultant practising-privileges policy.

    Stated by HCA International Limited (trading as HCA Healthcare UKStated completedThe respondent said that this action was complete when they made their response on 28 June 2024.
  3. Action

    Reinforce urgent deterioration escalation through Resident Doctor communications, safety alerts, telephone or face-to-face consultant contact, and appropriate diagnostic-test ordering.

    Stated by HCA International Limited (trading as HCA Healthcare UKStated completedThe respondent said that this action was complete when they made their response on 28 June 2024.

Source evidence

How this individual concern was interpreted

PFD Monitor created a concise, searchable interpretation from the report wording shown below. Response links show a clear evidence connection; they do not assign responsibility.

PFD Monitor interpretation

Failure of clinical communication to convey urgent investigation instructions

Wider context from the report

“(2) At or about 11:00 on 16 September 2023, Mr Colby was routinely reviewed by a medical consultant (i.e. the review did not take place because Mr Colby’s condition had been escalated). The medical consultant was immediately concerned by the apparent deterioration in Mr Colby’s condition and, as part of a wider plan, the medical consultant requested that a CT head scan should be carried out urgently or as soon as possible. This request was misunderstood and therefore not acted upon by the ICU fellow. The medical consultant did not record his assessment of, and plan for, Mr Colby until approximately 20:00 that evening. This meant that the entire plan was not available for others to refer back to, if required. I heard that the record keeping system is currently a hybrid system, comprising some manuscript and some computerised records. I also heard that HCA Healthcare is currently mid-way through commissioning a new patient records system at significant cost. Notwithstanding the clearly significant ongoing investment in new record keeping software, my concern is not about record keeping per se, it is about communication between clinical staff and expectations in terms of plans of care etc. Both points (1) and (2) involve ineffective communication of clinicians at many levels. In addition, while I accept that clinical staff may not always be able to complete contemporaneous records and may have to write some records in retrospect, there is no clear procedure or expectation in relation to record keeping, particularly in relation to urgent clinical matters, or alternatively, any procedures or expectations are not always followed. ”

Is this part of a recurring concern?

No recurring-concern membership is currently published.

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Source evidence

How this individual concern was interpreted

PFD Monitor created a concise, searchable interpretation from the report wording shown below. Response links show a clear evidence connection; they do not assign responsibility.

PFD Monitor interpretation

Delays in communicating and acting on urgent investigation instructions for deteriorating patients

Wider context from the report

“(5) The effective instruction to send Mr Colby for an urgent CT scan was at 13:19 on 16 September 2023, over two hours after an instruction for an urgent or as soon as possible CT head scan was given by a medical consultant (albeit it, this instruction was misunderstood) and over three hours after a CT head scan was first clinically indicated. This raises further concern in relation to communication and the escalation of deteriorating patients. The evidence was such that any delays in Mr Colby’s escalation and treatment were not causative of his death, but of course, that might not be the case for another patient. ”

Is this part of a recurring concern?

Yes — Failure to reliably recognise and respond to acute clinical deterioration.

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Source evidence

How this individual concern was interpreted

PFD Monitor created a concise, searchable interpretation from the report wording shown below. Response links show a clear evidence connection; they do not assign responsibility.

PFD Monitor interpretation

Use of unreliable text messaging for escalation of serious patient concerns

Wider context from the report

“(4) When an ICU fellow formed the view that Mr Colby’s clinical deterioration did warrant escalation to the on-call ICU consultant, this was done by way of sending the consultant a text message at 12:42 on 16 September 2023. It seems to me that the sending of a text message is not likely to be the most effective way of escalating serious (and presumably urgent) concerns about patients. It carries inherent risks of the message not being delivered and/or not being seen by the recipient in a timely manner. My concern relates to the efficacy of, or possibly the adherence to, any procedures or protocols for the escalation of deteriorating patients. ”

Is this part of a recurring concern?

Yes — Failure to escalate significant clinical concerns to appropriately senior clinicians.

Open source report

Source evidence

How this individual concern was interpreted

PFD Monitor created a concise, searchable interpretation from the report wording shown below. Response links show a clear evidence connection; they do not assign responsibility.

PFD Monitor interpretation

Lack of clear protocols for escalation of deteriorating patients

Wider context from the report

“(1) At or about 10:00 on 16 September 2023, Mr Colby’s vital signs and observations showed a drop in his Glasgow Coma Score from 15/15 (at 09:00) to 11/15, and a clinically significant rise in his blood pressure. I heard evidence that this change in his vital signs and observations was enough to warrant requesting a CT scan to ascertain the cause or causes of the change in clinical presentation. Despite this, I found that this was not escalated as a cause for concern at the time. I heard that the on-call consultant for the intensive care unit (ICU) was not made aware of any deterioration in Mr Colby’s presentation until 12:42 that afternoon. The concern here is that there did not appear to be any, or any clear, protocol(s) in place for the escalation of a deteriorating patient. ”

Is this part of a recurring concern?

Yes — Failure to reliably recognise and respond to acute clinical deterioration; Unreliable escalation policy for care concerns.

Open source report

Source evidence

How this individual concern was interpreted

PFD Monitor created a concise, searchable interpretation from the report wording shown below. Response links show a clear evidence connection; they do not assign responsibility.

PFD Monitor interpretation

Failure to record urgent clinical assessments and plans promptly

Wider context from the report

“(2) At or about 11:00 on 16 September 2023, Mr Colby was routinely reviewed by a medical consultant (i.e. the review did not take place because Mr Colby’s condition had been escalated). The medical consultant was immediately concerned by the apparent deterioration in Mr Colby’s condition and, as part of a wider plan, the medical consultant requested that a CT head scan should be carried out urgently or as soon as possible. This request was misunderstood and therefore not acted upon by the ICU fellow. The medical consultant did not record his assessment of, and plan for, Mr Colby until approximately 20:00 that evening. This meant that the entire plan was not available for others to refer back to, if required. I heard that the record keeping system is currently a hybrid system, comprising some manuscript and some computerised records. I also heard that HCA Healthcare is currently mid-way through commissioning a new patient records system at significant cost. Notwithstanding the clearly significant ongoing investment in new record keeping software, my concern is not about record keeping per se, it is about communication between clinical staff and expectations in terms of plans of care etc. Both points (1) and (2) involve ineffective communication of clinicians at many levels. In addition, while I accept that clinical staff may not always be able to complete contemporaneous records and may have to write some records in retrospect, there is no clear procedure or expectation in relation to record keeping, particularly in relation to urgent clinical matters, or alternatively, any procedures or expectations are not always followed. ”

Is this part of a recurring concern?

No recurring-concern membership is currently published.

Open source report

Source evidence

How this individual concern was interpreted

PFD Monitor created a concise, searchable interpretation from the report wording shown below. Response links show a clear evidence connection; they do not assign responsibility.

PFD Monitor interpretation

Failure to ensure resident doctors understand their authority to commence CT scan ordering

Wider context from the report

“(3) On 16 September 2023, the ICU fellow did not arrange a CT scan their self for Mr Colby. I heard that this was because the ICU fellow was working under the mistaken belief that only a consultant could order a CT scan in the private sector. Other evidence confirmed that this was clearly not the case. I heard evidence that, “the authority of resident doctors to commence the scan ordering process in advance of a consultant discussion has now been re-emphasised across the Resident Doctor Training Group.” However, when I heard evidence from the ICU fellow, on 22 May 2024, that clinician remained of the view that they did not have the authority to authorise/commence a CT scan. There was a delay in Mr Colby being sent for a scan as a result, albeit there were other delays for different reasons. I am not reassured that the additional training in this regard is having the desired effect and consider that the risk may well remain. ”

Is this part of a recurring concern?

Yes — Unreliable CT scan request and escalation processes.

Open source report

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Empower ICU Nurses-in-Charge to escalate deteriorating patients to Resident Doctors and directly to Consultants when required.

Verbatim wording from the response

“5. Within the ICU environment, we have emphasised to the Nurses-in-Charge the importance of escalating concerns from the bedside to Resident Doctors. It has also been reinforced to Nurses-in-Charge to ensure that Resident Doctors are supported to escalate as soon as possible all deteriorating patients to the Consultant. The Nurse-in-Charge is also empowered to escalate directly to the Consultant if required.”

Source location

Response from HCA Healthcare
Page 5 · response
Published 28 June 2024

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Reinforce Consultant-to-Consultant communication for urgent clinical matters and embed the expectation in Consultant practising-privileges policy.

Verbatim wording from the response

“7. We have reinforced through the HCA Hospitals Medical Advisory Committee, the expectation that all communication related to urgent clinical matters is undertaken Consultant to Consultant, either face to face or via telephone. This has also been made specific within the Consultant Practicing Privileges policy which is provided to all Consultants to ensure that this practice remains embedded across HCA. All new Consultants are provided with this policy as part of their onboarding process and are required to adhere to this policy as part of their practice with HCA.”

Source location

Response from HCA Healthcare
Page 6 · response
Published 28 June 2024

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Reinforce urgent deterioration escalation through Resident Doctor communications, safety alerts, telephone or face-to-face consultant contact, and appropriate diagnostic-test ordering.

Verbatim wording from the response

“1. Communications to all Resident Doctors as well as an Internal safety alert circulated reinforcing escalation protocols; when Resident Doctors are concerned about a deteriorating patient, these concerns must be escalated to the consultant responsible for the patient as soon as possible via a phone call or face to face conversation. We have ensured that all clinical departments have acknowledged the alert as being read and understood. | 20 June 2024; 10 July 2024 | Completed”

Source location

Response from HCA Healthcare
Page 4 · response
Published 28 June 2024

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Implement SBAR communication across clinical areas and audit its use and effectiveness through weekly clinical incident reviews.

Verbatim wording from the response

“4. We have implemented a “Situation, Background, Assessment, Recommendation” (SBAR) communication tool across all clinical areas to assist staff in framing effective communications when escalating critical information. An audit has been implemented to monitor the use and effectiveness of the tool, the results of which will be reviewed and monitored via a weekly clinical incident review meeting attended by clinicians and senior Executives.”

Source location

Response from HCA Healthcare
Page 8 · response
Published 28 June 2024

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Reinforce daily ward safety huddles for identifying deterioration and escalation needs, with complete handover to absent staff.

Verbatim wording from the response

“We also have a Daily (every shift) ward “Safety Huddle” in line with HCA policy. The huddle discusses every patient on the ward and highlights specifically those patients that are high risk for deterioration as well as steps that should be taken should a patient require escalation.”

Source location

Response from HCA Healthcare
Page 3 · response
Published 28 June 2024

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Deliver Resident Doctor workshops covering escalation protocols, inquest learning, responsibilities, and responding to deteriorating patients.

Verbatim wording from the response

“4. Roll out of Resident Doctors Workshops; These training workshops ran over 3 sessions throughout July 2024 for all Resident Doctors and included learning from Mr Colby’s inquest as well as a reiteration of all HCA protocols and policies relating to escalation and responding to the deteriorating patient. We have also reiterated the importance of escalating to a Consultant as soon as possible when a patient is noted to be deteriorating.”

Source location

Response from HCA Healthcare
Page 5 · response
Published 28 June 2024

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Revise and strengthen critical-care procedures defining escalation, record-keeping, communication, staffing, and medical-care responsibilities, and share them with relevant staff.

Verbatim wording from the response

“3. We have revised and strengthened the Standard Operating Procedures for;”

Source location

Response from HCA Healthcare
Page 8 · response
Published 28 June 2024

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Update and distribute the Resident Doctor induction handbook to prohibit text messaging for urgent escalation and require telephone or face-to-face communication.

Verbatim wording from the response

“1. We have updated the new Resident Doctor Induction Handbook to make it explicitly clear that escalation of a deteriorating patient must be undertaken via telephone call or face to face and that escalation via text message is not an appropriate form of communication to escalate urgent clinical concerns. This updated Handbook has been provided to all current Resident Doctors and will be provided to all new Resident Doctors in future. The Handbook will be regularly reviewed and updated going forward as required. | 31 July 2024 and on-going | Completed”

Source location

Response from HCA Healthcare
Page 10 · response
Published 28 June 2024

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Reinforce contemporaneous Consultant documentation of care plans, treatments, decisions, and patient reviews through directives and policy requirements.

Verbatim wording from the response

“1. We have reinforced through the HCA Hospitals Medical Advisory Committee, the expectation that all communication related to urgent clinical matters is undertaken Consultant to Consultant, either face to face or via telephone call. We have also reinforced the expectation that Consultant documentation is completed contemporaneously, or as soon as reasonably practical. This has also been made specific within the Consultant Practicing Privileges policy which is provided to all Consultants to ensure that this practice remains embedded across HCA. All new Consultants are provided with this policy as part of their onboarding process and are required to adhere to this policy as part of their practice with HCA.”

Source location

Response from HCA Healthcare
Page 7 · response
Published 28 June 2024

Open published response

Other statements in published responses

These actions and other statements could not be clearly connected to one concern in this report.

Recipient-stated actions An action is something a recipient says it has done, is doing, or plans to do in response to a concern raised.8

  1. 1

    Share learning from Mr Colby’s inquest across HCA and review implemented changes through the Quality Assurance programme.

    Stated by HCA International Limited (trading as HCA Healthcare UKStated completedThe respondent said that this action was complete when they made their response on 28 June 2024.
  2. 2

    Implement Call 4 Concern, enabling patients’ loved ones and caregivers to request senior clinical review of concerns about deterioration.

    Stated by HCA International Limited (trading as HCA Healthcare UKStated completedThe respondent said that this action was complete when they made their response on 28 June 2024.
  3. 3

    Formalise identification of ICU patients of concern at shift starts and ward rounds, integrating the practice into policy and disseminating it to staff.

    Stated by HCA International Limited (trading as HCA Healthcare UKStated completedThe respondent said that this action was complete when they made their response on 28 June 2024.
  4. 4

    Explore advanced automated surveillance and alerting algorithms following implementation of HCA’s integrated healthcare record.

    Stated by HCA International Limited (trading as HCA Healthcare UKStated plannedThe respondent said that this action was planned when they made their response on 28 June 2024.
  5. 5

    Establish six-weekly Resident Doctor peer-group meetings within HCA governance to share learning and discuss best practice.

    Stated by HCA International Limited (trading as HCA Healthcare UKStated completedThe respondent said that this action was complete when they made their response on 28 June 2024.
  6. 6

    Increase face-to-face multidisciplinary training on recognising and escalating deteriorating patients, including communication of GCS and blood-pressure changes.

    Stated by HCA International Limited (trading as HCA Healthcare UKStated completedThe respondent said that this action was complete when they made their response on 28 June 2024.
  7. 7

    Increase senior nursing leadership patient and staff rounding to support escalation practice and adherence to best practice.

    Stated by HCA International Limited (trading as HCA Healthcare UKStated completedThe respondent said that this action was complete when they made their response on 28 June 2024.
  8. 8

    Increase simulated emergency scenarios and training on managing and escalating deteriorating patients across HCA hospitals.

    Stated by HCA International Limited (trading as HCA Healthcare UKStated completedThe respondent said that this action was complete when they made their response on 28 June 2024.

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Share learning from Mr Colby’s inquest across HCA and review implemented changes through the Quality Assurance programme.

Verbatim wording from the response

“In response to this aspect of the Coroner’s concerns, we have detailed the actions above that we have taken to ensure effective communication and escalation of deteriorating patients across HCA hospitals. We have reiterated the importance of escalating to a Consultant as soon as possible when a patient is noted to be deteriorating. HCA have also shared widely the learning from Mr Colby’s inquest. We will ensure that the changes we have implemented as referenced above will be reviewed and monitored regularly through our HCA Quality Assurance programme, in order to confirm that all clinical staff remain aware, proactive and compliant with best practice standards. HCA has made long term improvements as a result of this case which have been firmly embedded in both current service delivery and clinical operations strategy for the future.”

Source location

Response from HCA Healthcare
Page 10 · response
Published 28 June 2024

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Implement Call 4 Concern, enabling patients’ loved ones and caregivers to request senior clinical review of concerns about deterioration.

Verbatim wording from the response

“2. Implementation of a “Call 4 Concern” policy. This recent patient safety initiative is a process which allows patients’ loved ones and caregivers to call a dedicated telephone number within the hospital and request an additional clinical review if they are concerned that the healthcare team may have overlooked a change in their loved ones’ clinical condition. This initiative has been implemented following the National response to Martha’s Rule (Implemented across the NHS in April 2024). Each referral that is made through this process will have a clinical review by a senior clinician to understand the concerns that were raised and the management that was subsequently implemented. This initiative now forms part of the Clinical Operations long term strategy and referrals will be monitored going forward through relevant governance committees. | 14 May 2024 and on-going | Completed”

Source location

Response from HCA Healthcare
Page 4 · response
Published 28 June 2024

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Formalise identification of ICU patients of concern at shift starts and ward rounds, integrating the practice into policy and disseminating it to staff.

Verbatim wording from the response

“6. We have formalised the identification of specific patients of concern on the ICU at the start of each shift and on ward rounds, to ensure that these particularly patients are monitored more closely throughout the shift. This practice has now been integrated into HCA policy and disseminated to all relevant staff. Adherence to policy will be monitored regularly as part of the HCA regulatory Quality Assurance programme. The Quality Assurance programme continually reviews and monitors adherence to best practice and regulatory standards across every HCA facility throughout each year.”

Source location

Response from HCA Healthcare
Page 6 · response
Published 28 June 2024

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Explore advanced automated surveillance and alerting algorithms following implementation of HCA’s integrated healthcare record.

Verbatim wording from the response

“Following implementation of an integrated Healthcare record, which is currently being developed within HCA, we will be exploring the use of more advanced automated surveillance and alerting algorithms in the software, in order to rapidly identify patients who are deteriorating.”

Source location

Response from HCA Healthcare
Page 7 · response
Published 28 June 2024

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Establish six-weekly Resident Doctor peer-group meetings within HCA governance to share learning and discuss best practice.

Verbatim wording from the response

“3. Implementation of a 6 weekly Resident Doctors peer group meeting, Chaired by the Head of Resident Doctors, in order to share learning and discuss best practices. This meeting has now been integrated into the HCA Governance structure. We are intending to include the circumstances of this case as part of on-going training for Resident Doctors. | 29 July 2024 9 September 2024 and on-going | Completed”

Source location

Response from HCA Healthcare
Page 9 · response
Published 28 June 2024

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Increase face-to-face multidisciplinary training on recognising and escalating deteriorating patients, including communication of GCS and blood-pressure changes.

Verbatim wording from the response

“We have increased the provision of face to face training for all clinical teams on “Recognition of a Deteriorating Patient, and Exploration of a Deteriorating Patient”, to build confidence in our clinical teams to practice effective communication of patient safety concerns to Consultants, using role play and simulated activities within multidisciplinary teams. The training includes, specifically Resident Doctors escalating to Consultants, along with GCS and BP changes. Training compliance is monitored monthly to ensure all Resident Doctors have attended. This training is built into the HCA Annual Mandatory Training programme which will ensure that best practice is firmly embedded in the future.”

Source location

Response from HCA Healthcare
Page 3 · response
Published 28 June 2024

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Increase senior nursing leadership patient and staff rounding to support escalation practice and adherence to best practice.

Verbatim wording from the response

“3. We have reinforced to clinical teams hospital wide that any unwell patient must be discussed at each ward Daily (shift) “Safety Huddle” in line with HCA policy (Corporate Safety Huddles in Clinical Practice Policy) (HCAUK.NUR.ALL.POL.1042) and have reminded all clinical staff that should the team have concerns relating to a patient’s clinical condition they must escalate to the Senior Clinical Leadership team immediately. Full handover is given to any member of staff who was not present at the Safety Huddle. We have also increased the frequency of Matron and Chief Nursing Officer patient and staff rounding. The effectiveness of Safety Huddles will continue to be monitored regularly as part of the HCA Quality Assurance programme to ensure consistently high standards.”

Source location

Response from HCA Healthcare
Page 5 · response
Published 28 June 2024

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Increase simulated emergency scenarios and training on managing and escalating deteriorating patients across HCA hospitals.

Verbatim wording from the response

“Action taken Prior to and following Inquest | Date | Status”

Source location

Response from HCA Healthcare
Page 4 · response
Published 28 June 2024

Open published response
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