Recurring concern

Incomplete, inaccurate or unavailable clinical and care records

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First reported 13 Dec 2008•Latest report 26 Jun 2026

Definition

What this concern includes

Includes failures affecting the completeness, accuracy, consistency, availability, legibility or contemporaneous maintenance of patient, resident and clinical care records.

Not included

  • Information-transfer failures where the underlying records are reliable
  • Documentation dedicated to a separately named safety system when that system supplies the more faithful parent boundary
  • Non-care administrative records
Reports
474

Distinct published reports

Individual concerns
568

A report can raise multiple concerns

Date range
2008–2026

First to latest report issue date

Stated actions
780

Described in published responses

Reports over time

Reports over time

Reports about this concern issued each year.

* 2026 is projected from reports observed to 7 Sep 2026.

Most frequent recipients

Most frequent recipients

Reports about this concern sent to each recipient.

Department of Health and Social Care64
NHS England38
Care Quality Commission30
NHS Greater Manchester Integrated Care Board12
University Hospitals Sussex NHS Foundation Trust11
Essex Partnership University NHS Foundation Trust10
Greater Manchester Mental Health NHS Foundation Trust10
Stockport NHS Foundation Trust10
Tameside and Glossop Integrated Care NHS Foundation Trust10
Office of the Chief Coroner9
Recipient name withheld9
Sussex Partnership NHS Foundation Trust9
Barts Health NHS Trust8
East London NHS Foundation Trust8
Manchester University NHS Foundation Trust8

Concerns and responses across reports

Only concerns grouped under this recurring concern are included. Select any concern, action or position to view the source wording.

  1. North Northumberland and South Northumberland

    AI-generated summary

    William Stanton RUTHERFORD · Prevention of Future Deaths report

    This summary was generated using AI from the published report. Please read the original report for the complete account.

    Report summary

    William Stanton RUTHERFORD was a temporary resident receiving one-to-one care at Baedling Manor Care Home and died in hospital on 5 January 2021 after sustaining multiple rib fractures and developing pneumonia following a fall. Concerns were raised that staffing levels were below the minimum requirement and that record keeping did not accurately reflect residents’ needs or incidents.

    Read the report on judiciary.uk

    Source evidence

    How this individual concern was interpreted

    PFD Monitor created a concise, searchable interpretation from the report wording shown below.

    PFD Monitor interpretation

    Failure of record keeping to reflect residents’ needs

    Wider context from the report

    “(2) I have previously raised concerns regarding the standard of record keeping at Baedling Manor Care Home. I have not received a response to my previous concerns which I repeat again. This is the second death where a resident has died following a fall at Baedling Manor Care Home and I am concerned that the record keeping does not reflect the needs of the residents or accurately record incidents as they occur. ”

    Source location

    William Stanton RUTHERFORD · Prevention of Future Deaths report
    Page 4 · concerns

    Open source report

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Review and implement new compliance systems and reporting processes.

    Verbatim wording from the response

    “• Full review and implementation of new compliance systems and reporting processes”

    Source location

    2022-0118-Response-from-Alcyone-healthcare_Published
    Page 2 · response
    Published 27 April 2022

    Open published response

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Review and implement new care-planning processes.

    Verbatim wording from the response

    “• Full review and implementation of new care planning processes”

    Source location

    2022-0118-Response-from-Alcyone-healthcare_Published
    Page 2 · response
    Published 27 April 2022

    Open published response
  2. West Yorkshire Western Division

    AI-generated summary

    Judith VARLEY · Prevention of Future Deaths report

    This summary was generated using AI from the published report. Please read the original report for the complete account.

    Report summary

    Judith Varley died during right hip replacement surgery on 2 December 2019 after suffering catastrophic bleeding. The report raised concerns that inaccurate coding of her previous vascular procedures led to an inaccurate referral description, and that it was unclear whether the coding system allowed corrections or whether auditing systems ensured accurate data entry.

    Read the report on judiciary.uk

    Source evidence

    How this individual concern was interpreted

    PFD Monitor created a concise, searchable interpretation from the report wording shown below.

    PFD Monitor interpretation

    Inaccurate computer coding of procedures

    Wider context from the report

    “1. The computer coding entered by the practice in respect of Mrs Varley’s 2013 procedures did not accurately describe the procedure undertaken. ”

    Source location

    Judith VARLEY · Prevention of Future Deaths report
    Page 2 · concerns

    Open source report

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Review the coding process against best-practice guidance and practice policy.

    Verbatim wording from the response

    “We also recognise the importance of ensuring the accuracy of clinical coding and to support continual learning. We have undertaken a review our process using best practice guidance and discussed this with our data and clinical teams.”

    Source location

    2021-0210-Response-from-Wilsden-Medical-Practice
    Page 1 · response
    Published 28 June 2021

    Open published response

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Discuss coding-process learning and audit findings with the data and clinical teams.

    Verbatim wording from the response

    “We also recognise the importance of ensuring the accuracy of clinical coding and to support continual learning. We have undertaken a review our process using best practice guidance and discussed this with our data and clinical teams.”

    Source location

    2021-0210-Response-from-Wilsden-Medical-Practice
    Page 1 · response
    Published 28 June 2021

    Open published response

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Operate a digital coding workflow with Data Quality team checks and GP review of patient records, codes and associated tasks.

    Verbatim wording from the response

    “1. Discharge forms are normally computer generated and imported into our clinical system by our team. This is a fully digital process whereas all our hospital communications in 2013 were paper based. For example Mrs Varley’s discharge summary in 2013 was a handwritten form received in the post. Note we do still receive some communications in the post but the number is low and we digitise those items on arrival.”

    Source location

    2021-0210-Response-from-Wilsden-Medical-Practice
    Page 2 · response
    Published 28 June 2021

    Open published response

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Audit the accuracy of coding and associated tasks for incoming clinical letters using a GP-reviewed sample.

    Verbatim wording from the response

    “Audit”

    Source location

    2021-0210-Response-from-Wilsden-Medical-Practice
    Page 3 · response
    Published 28 June 2021

    Open published response

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Repeat the coding audit after three months and review the required audit scale, scope and frequency.

    Verbatim wording from the response

    “We undertook the following audit in July 2021 to review the coding process for incoming documents. We plan to repeat this in 3 months including a review of the scale, scope and frequency.”

    Source location

    2021-0210-Response-from-Wilsden-Medical-Practice
    Page 3 · response
    Published 28 June 2021

    Open published response

    Source evidence

    How this respondent position was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Existing record-correction methods allow inaccurate codes to be corrected, retrospectively amended and clarified with free text.

    Verbatim wording from the response

    “The current methods for correct codes is the same as it was in 2013, namely:”

    Source location

    2021-0210-Response-from-Wilsden-Medical-Practice
    Page 2 · response
    Published 28 June 2021

    Open published response
  3. Manchester South

    AI-generated summary

    Roger Edward Humphrey Ballard · Prevention of Future Deaths report

    This summary was generated using AI from the published report. Please read the original report for the complete account.

    Report summary

    Roger Edward Humphrey Ballard was admitted to hospital with a head injury, and a CT scan showed a contusion and subarachnoid haemorrhage. His anticoagulation medication was not stopped despite neurosurgical advice, and he was later readmitted with a catastrophic bleed. Concerns included unclear reporting and recording of the scan findings and inadequate documentation of clinical decisions, including the decision not to follow specialist advice.

    Read the report on judiciary.uk

    Source evidence

    How this individual concern was interpreted

    PFD Monitor created a concise, searchable interpretation from the report wording shown below.

    PFD Monitor interpretation

    Failure to clearly report and record scan findings

    Wider context from the report

    “1. The inquest heard evidence that the way in which the scan was reported and then recorded was not clear and contributed to the treating clinician not appreciating the scan findings. ”

    Source location

    Roger Edward Humphrey Ballard · Prevention of Future Deaths report
    Page 2 · concerns

    Open source report

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Conduct the commissioned serious incident investigation and present its findings to the Executive Scrutiny Panel.

    Verbatim wording from the response

    “To ensure that all learning has been identified in relation to this issue, an investigation has also been commissioned as part of our serious incident framework and the findings of this will be presented to our Executive Scrutiny Panel which I and the Executive Director of Nursing and Integrated Governance attend.”

    Source location

    2021-0168-Response-from-Tameside-and-Glossop-Integrated-Care-NHS-Foundation-Trust_Published
    Page 2 · response
    Published 24 May 2021

    Open published response

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Complete the Trust-wide rollout of the Results Governance Tracker requiring timely PACS acknowledgement of imaging results.

    Verbatim wording from the response

    “In addition, I wish to give you wider assurances around how imaging is reported and reviewed by clinicians at the Trust. The Trust has been developing a Results Governance Tracker, which has already been implemented in one major area of the Trust. It is anticipated that this roll-out will continue, although it did undoubtably experience some delays due to the pandemic. Once this Tracker is Trust-wide, it will ensure that all Pathology and Radiology results will have to be acknowledged as read on the PACS system within a specified timeframe. This will assist our clinicians in complying with the existing expectations on their practice and ensure safer care for patients.”

    Source location

    2021-0168-Response-from-Tameside-and-Glossop-Integrated-Care-NHS-Foundation-Trust_Published
    Page 2 · response
    Published 24 May 2021

    Open published response

    Source evidence

    How this respondent position was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Existing radiology policy sufficiently requires clinicians to review CT scan reports directly on PACS rather than rely on transcribed medical records.

    Verbatim wording from the response

    “When an investigation is undertaken such as a CT scan, it is expected that the treating clinicians should be logging onto the PACS system and reviewing the scan report instead of relying on what has been transcribed in the medical records. This is to avoid any misinterpretation or the omission of any detail, which may be vital when making a clinical decision about a patient’s management plan and on-going treatment. This expectation is clearly documented in the Trust’s Radiology Requesting and Reporting Policy, which all clinicians are required to be familiar with as part of their post at the Trust.”

    Source location

    2021-0168-Response-from-Tameside-and-Glossop-Integrated-Care-NHS-Foundation-Trust_Published
    Page 1 · response
    Published 24 May 2021

    Open published response
  4. East London

    AI-generated summary

    Juliet Saunders · Prevention of Future Deaths report

    This summary was generated using AI from the published report. Please read the original report for the complete account.

    Report summary

    Juliet Saunders, a 25-year-old woman with Cornelia De Lange Syndrome and a profound learning disability, attended hospital on 7 March 2020 with abdominal pain and vomiting and died at home the following day. The report identified concerns including misinterpretation of abdominal x-rays, failure to diagnose intestinal obstruction, inadequate escalation and supervision, departures from transfer and discharge procedures, lack of safety-netting advice, and insufficient support for patients with learning disabilities at weekends.

    Read the report on judiciary.uk

    Source evidence

    How this individual concern was interpreted

    PFD Monitor created a concise, searchable interpretation from the report wording shown below.

    PFD Monitor interpretation

    Poor medical record keeping and documentation in the emergency department and observation unit

    Wider context from the report

    “2. The poor standard of medical record keeping and documentation within the emergency department and observation unit. ”

    Source location

    Juliet Saunders · Prevention of Future Deaths report
    Page 2 · concerns

    Open source report

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Maintain monthly nursing documentation audits and a peer-review process between both Emergency Departments.

    Verbatim wording from the response

    “• There are routine nursing documentation audits in place which are completed monthly and a peer review process has now been established between both Emergency Departments.”

    Source location

    2021-0157-Response-from-Queens-Hospital_Published
    Page 2 · response
    Published 18 May 2021

    Open published response

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Provide documentation training through handovers, training sessions and staff discussions.

    Verbatim wording from the response

    “• A Senior Sister and the Practice Development Nurse (PDN) have provided training on documentation. They have been speaking to staff during handovers, training sessions and impromptu discussions.”

    Source location

    2021-0157-Response-from-Queens-Hospital_Published
    Page 3 · response
    Published 18 May 2021

    Open published response

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Introduce consultant clinical-note reviews and direct feedback through supervision and appraisal meetings.

    Verbatim wording from the response

    “• There is a plan in place for Consultants to deliver clinical notes reviews as part of their supervisor meetings, with the next meeting to be held in August 2021. The Trust acknowledges that there has been some capacity issues which have impacted on the supervisors meetings, due to the impact of the Covid pandemic. The process will be part of supervisors meetings and will now be officially part of the appraisal process. The ED Consultant Clinical Supervisors plan to review 10 records of their supervisees notes and providing them direct feedback about their document which is led by a dedicated ED Consultant.”

    Source location

    2021-0157-Response-from-Queens-Hospital_Published
    Page 3 · response
    Published 18 May 2021

    Open published response
  5. Manchester South

    AI-generated summary

    Stephen Thurm · Prevention of Future Deaths report

    This summary was generated using AI from the published report. Please read the original report for the complete account.

    Report summary

    Stephen Thurm died at the scene on 5 February 2020 after being found suspended by a rope from a tree, with the medical cause of death recorded as hanging. The concerns included family information about self-harm risk not being taken into account in care planning and risk assessments, no designated time for care coordinators to write detailed notes contemporaneously, and insufficient consideration of the mental health and care needs of his main carers.

    Read the report on judiciary.uk

    Source evidence

    How this individual concern was interpreted

    PFD Monitor created a concise, searchable interpretation from the report wording shown below.

    PFD Monitor interpretation

    Lack of designated time for care coordinators to record detailed notes contemporaneously

    Wider context from the report

    “2. The inquest heard that there is no designated gap between service user appointments to allow care coordinators to write up their detailed notes contemporaneously. ”

    Source location

    Stephen Thurm · Prevention of Future Deaths report
    Page 2 · concerns

    Open source report
  6. Stoke-on-Trent and North Staffordshire

    AI-generated summary

    Alex Louise Shaw · Prevention of Future Deaths report

    This summary was generated using AI from the published report. Please read the original report for the complete account.

    Report summary

    Alex Louise Shaw, who had methylmalonic aciduria and chronic kidney failure, died on 22 October 2018 after developing fluid overload, pulmonary oedema and respiratory failure during hospital treatment. The principal concerns were poor communication and documentation of her clinical observations and telephone advice between clinicians at Royal Stoke University Hospital and Birmingham Children’s Hospital, including failure to communicate her rising heart rate.

    Read the report on judiciary.uk

    Source evidence

    How this individual concern was interpreted

    PFD Monitor created a concise, searchable interpretation from the report wording shown below.

    PFD Monitor interpretation

    Failure to consistently document the content and timing of inter-hospital clinical conversations

    Wider context from the report

    “[BRIEF SUMMARY OF MATTERS OF CONCERN] (1) There was poor communication of the patient’s clinical condition/observations between the Registrar at the Royal Stoke University Hospital and the Consultant at the Birmingham Children’s Hospital when advice was sought by telephone. There was also poor documentation of the contents of the information that had been provided during that conversation and the timing of when the call was made. The evidence of the Consultant at the Birmingham Children’s Hospital was that her advice would have been different if she had been made aware of the patient’s rising heart rate. (2) The evidence also revealed it was a “judgment call” when the clinician felt that a dialogue between clinician’s at a different hospital needed to be documented. (3) Consideration should be given as to how a patient’s observations are communicated to the clinician’s between the University Hospital and the Birmingham Children’s Hospital, the time, content, advice and documentation of the conversations. ”

    Source location

    Alex Louise Shaw · Prevention of Future Deaths report
    Page 2 · concerns

    Open source report

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Develop a structured electronic Paediatric Advice Proforma with mandatory fields and prompts for documenting inter-hospital clinical advice.

    Verbatim wording from the response

    “1) The paediatric team are in the process of developing a facility on the Trust electronic Iportal System which will provide a structured note ‘Paediatric Advice Proforma’ to aid electronic documentation of conversations between hospitals when seeking advice on patient care; this will include prompts for important discussion points and will have mandatory fields for vital signs (such as heart rate, BP etc.) which will ensure that the clinician includes such information in conversation. Matters are currently being developed with the IT team and we hope to have a solution by September 2021.”

    Source location

    2021-0141-Response-from-Royal-Stoke-University-Hospital-Redacted
    Page 1 · response
    Published 7 May 2021

    Open published response

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Scope improvements to recording patient information for patients needing specialist advice while off site.

    Verbatim wording from the response

    “It is acknowledged that this will result in inconsistencies in practice and as a result, the Trust’s Chief Clinical Information Officer (CCIO) as Associate Chief Medical Officer for IT and Information, together with the Trust’s Chief Technology Officer and Data Protection Officer for the Trust are scoping how the recording of information pertaining to patients who are not on our premises but who need specialist clinical advice can be improved.”

    Source location

    2021-0141-Response-from-Birmingham-Womens-and-Childrens-NHSFT-Redacted
    Page 2 · response
    Published 7 May 2021

    Open published response

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Work with the Norse supplier to transition to the system’s latest version and additional features.

    Verbatim wording from the response

    “We have a limited deployment of an electronic product called Norse. This facilitates a typed ongoing conversation between a clinician’s at this Trust and at another centre. This system includes some features including an ability for our staff to request baseline information at the start of the conversation and include other clinicians as appropriate in the conversation. At conclusion of the discussion, it is then possible to retain the detail of the dialogue.”

    Source location

    2021-0141-Response-from-Birmingham-Womens-and-Childrens-NHSFT-Redacted
    Page 2 · response
    Published 7 May 2021

    Open published response

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Roll out Norse across a number of clinical services to strengthen required documentation of inter-centre clinical advice.

    Verbatim wording from the response

    “We have a limited deployment of an electronic product called Norse. This facilitates a typed ongoing conversation between a clinician’s at this Trust and at another centre. This system includes some features including an ability for our staff to request baseline information at the start of the conversation and include other clinicians as appropriate in the conversation. At conclusion of the discussion, it is then possible to retain the detail of the dialogue.”

    Source location

    2021-0141-Response-from-Birmingham-Womens-and-Childrens-NHSFT-Redacted
    Page 2 · response
    Published 7 May 2021

    Open published response

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Remind clinicians to keep contemporaneous notes of advice given to district general hospitals by placing a note in patients’ records.

    Verbatim wording from the response

    “We will remind clinicians of the need to keep contemporaneous notes about advice given about advice given to district general hospitals by placing a note in patient’s record.”

    Source location

    2021-0141-Response-from-Birmingham-Womens-and-Childrens-NHSFT-Redacted
    Page 2 · response
    Published 7 May 2021

    Open published response
  7. Norfolk

    AI-generated summary

    John Graham Slope · Prevention of Future Deaths report

    This summary was generated using AI from the published report. Please read the original report for the complete account.

    Report summary

    John Graham Slope underwent treatment including insertion of a salivary bypass tube after developing a fistula following laryngectomy. A tube was later found to be absent, and an abdominal X-ray showed a foreign body in his stomach that was not identified at the time. In August 2020 he was admitted extremely unwell with a perforated small bowel and a foreign body, was too unwell for surgery, and died shortly afterwards. Concerns included poor documentation and the absence of systems to record and identify the tube, as well as failure to document his concerns and obtain a treatment summary from another hospital.

    Read the report on judiciary.uk

    Source evidence

    How this individual concern was interpreted

    PFD Monitor created a concise, searchable interpretation from the report wording shown below.

    PFD Monitor interpretation

    Failure of consent forms and anaesthetic checklists to prompt documentation of tube presence

    Wider context from the report

    “That there is nowhere on the consent form or the anaesthetic checklist for the presence of a tube to be asked about and documented. These are basic common-sense measures which should have been in place. Had the absence of the tube been noted when it was only in the stomach it is likely that Mr Slope would not have died months later from a perforated small bowel. ”

    Source location

    John Graham Slope · Prevention of Future Deaths report
    Page 2 · concerns

    Open source report

    Source evidence

    How this individual concern was interpreted

    PFD Monitor created a concise, searchable interpretation from the report wording shown below.

    PFD Monitor interpretation

    Lack of medical-record method for identifying a salivary bypass tube in situ

    Wider context from the report

    “That there is no method of noting in the medical records that a salivary bypass tube is in the patient’s body. That this death happened nearly nine months ago and still there is no method of showing staff in the notes that a patient has this prosthesis and that no thought had been given to this simple measure e.g. a rubber stamp stating patient has a bypass tube in situ to be ticked and signed. The hospital already uses this method for when an intravenous cannulae is inserted and hip prosthesis. This is immediately noticeable and would alert staff. ”

    Source location

    John Graham Slope · Prevention of Future Deaths report
    Page 2 · concerns

    Open source report

    Source evidence

    How this individual concern was interpreted

    PFD Monitor created a concise, searchable interpretation from the report wording shown below.

    PFD Monitor interpretation

    Poor-quality pre- and post-operative treatment documentation

    Wider context from the report

    “That the quality of the documentation pre and post operatively is of poor quality and would not assist other staff to find out what treatment had been given. ”

    Source location

    John Graham Slope · Prevention of Future Deaths report
    Page 2 · concerns

    Open source report

    Source evidence

    How this individual concern was interpreted

    PFD Monitor created a concise, searchable interpretation from the report wording shown below.

    PFD Monitor interpretation

    Failure of clinical specialist nurses to document patient concerns

    Wider context from the report

    “That the clinical specialist nurses did not contact anyone or document the concerns raised by Mr Slope in March 2020. ”

    Source location

    John Graham Slope · Prevention of Future Deaths report
    Page 2 · concerns

    Open source report

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Adapt the ORSOS surgical-notes template to record retained or implanted items and their planned management across surgical specialties.

    Verbatim wording from the response

    “Your suggestion of a rubber stamp on the printed operation note has been given careful consideration. However, on a practical level, it is felt that this may not entirely address this issue given the practices and procedures in place within the hospital. It is common for more than one operation note to be printed for the notes. Also, if a surgeon, anaesthetist or member of theatre staff, is viewing the electronic copy of the note as part of the pre-operative planning or in a MDT, the rubber stamp would not be visible. Therefore, to address this, ████████ has adapted ORSOS (Theatres documentation system) to include in the ‘surgeon’s notes’ area of the template a section for documenting retained/implanted items and another for their planned management.”

    Source location

    2021-0144-Response-from-Norfolk-and-Norwich-University-Hospitals_Published
    Page 2 · response
    Published 7 May 2021

    Open published response

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Audit documentation for salivary bypass tubes, including insertion, patient discussion, follow-up presence and procedural records.

    Verbatim wording from the response

    “To better inform our plan for the future, we are also auditing the revised documentation of patients with salivary bypass tubes to include the date of insertion; the point of discussion with the patient regarding the tube being inserted; at follow up whether there is clear evidence of it being in situ; and, a procedural note of it being inserted.”

    Source location

    2021-0144-Response-from-Norfolk-and-Norwich-University-Hospitals_Published
    Page 3 · response
    Published 7 May 2021

    Open published response

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Develop operational workarounds to share and transfer information across regional clinical IT systems.

    Verbatim wording from the response

    “Concerns about the lack of inter-connectivity of IT systems between the Trusts has been discussed at the ENT governance meetings; a risk assessment was completed, added to the NNUH (lead provider) risk register and approved in December 2020. At present, the clinicians do not have access to the relevant IT systems across the region to obtain full information for all patients for which they have clinical responsibilities, whether working from any site or remotely. A system wide approach is required to align the different IT systems, for example e-mail accounts, risk and incident management systems, dictation programmes,”

    Source location

    2021-0144-Response-from-Norfolk-and-Norwich-University-Hospitals_Published
    Page 3 · response
    Published 7 May 2021

    Open published response

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Implement the regional shared-care record programme by scanning active patient records into the electronic document-management system for provider access.

    Verbatim wording from the response

    “In the meantime, a shared care record programme across the region will provide patient data to each Trust. In essence, active patient records are being scanned onto Electronic Document Management System (EDMS) each time a patient is admitted to hospital or attends a clinic. This will improve the visibility of patient records to all providers in a read-only format and will improve communication about patients such as Mr Slope as it will amalgamate records which previously may have been held in paper format by different teams and avoid messages such as those made by the nurse specialists not being within the records viewed by the Consultant. The target for full implementation is September 2021.”

    Source location

    2021-0144-Response-from-Norfolk-and-Norwich-University-Hospitals_Published
    Page 4 · response
    Published 7 May 2021

    Open published response

    Source evidence

    How this respondent position was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    A rubber stamp may not fully address salivary-tube documentation because multiple printed notes and electronic records may not display it.

    Verbatim wording from the response

    “Your suggestion of a rubber stamp on the printed operation note has been given careful consideration. However, on a practical level, it is felt that this may not entirely address this issue given the practices and procedures in place within the hospital. It is common for more than one operation note to be printed for the notes. Also, if a surgeon, anaesthetist or member of theatre staff, is viewing the electronic copy of the note as part of the pre-operative planning or in a MDT, the rubber stamp would not be visible. Therefore, to address this, ████████ has adapted ORSOS (Theatres documentation system) to include in the ‘surgeon’s notes’ area of the template a section for documenting retained/implanted items and another for their planned management.”

    Source location

    2021-0144-Response-from-Norfolk-and-Norwich-University-Hospitals_Published
    Page 2 · response
    Published 7 May 2021

    Open published response
  8. East London

    AI-generated summary

    Rohan Dayal Singh · Prevention of Future Deaths report

    This summary was generated using AI from the published report. Please read the original report for the complete account.

    Report summary

    Rohan Dayal Singh died on a mental health ward on 13 December 2018 after being found unresponsive following rapid tranquillisation. He had retained dangerous contraband, including controlled drugs and a bracelet concealing a blade, despite searches. Fifteen-minute observation records were falsified, and required monitoring and documentation after rapid tranquillisation were not completed; the jury found that the failure to monitor contributed to his death.

    Read the report on judiciary.uk

    Source evidence

    How this individual concern was interpreted

    PFD Monitor created a concise, searchable interpretation from the report wording shown below.

    PFD Monitor interpretation

    Tolerance of inaccurate and misleading clinical record keeping

    Wider context from the report

    “2. Mr Singh was subject to intermittent observations at 15 minute intervals during his admission. The records of these observations were found to be unreliable, staff accepted that they had failed to undertake observations and made false records, further they had done so in such circumstances that their peers were aware of the falsehood. A culture of impunity existed where inaccurate and misleading recording of clinical records was tolerated. ”

    Source location

    Rohan Dayal Singh · Prevention of Future Deaths report
    Page 3 · concerns

    Open source report

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Provide medical-record-keeping training to Borough Lead Nurses and cascade the learning to staff during induction and away days.

    Verbatim wording from the response

    “Two half day training sessions will be provided to the Borough Lead Nurses on medical record keeping by the Trust’s external solicitors within the next 6 months. The training will focus on the legal standard expected for documenting medical practice (especially in relation to observations) and will ensure staff understand when retrospective entries are and are not appropriate and what comprises a misleading record.”

    Source location

    2021-0134-Response-from-East-London-NHS-Foundation-Trust_Published
    Page 4 · response
    Published 5 May 2021

    Open published response

    Source evidence

    How this respondent position was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Professional concerns about nurses’ conduct and registration are for the NMC to investigate and sanction.

    Verbatim wording from the response

    “The Nursing and Midwifery Council (NMC) have informed the Department it will be providing a separate response to you in relation to this case. The NMC code of practice² sets out the professional standards that nurses, midwives and nursing associates must uphold in order to be registered to practise in the UK.”

    Source location

    2021-0134-Response-from-Department-of-Health-Social-Care_Published
    Page 2 · response
    Published 5 May 2021

    Open published response
  9. County Durham and Darlington

    AI-generated summary

    Mina TOPLEY-BIRD · Prevention of Future Deaths report

    This summary was generated using AI from the published report. Please read the original report for the complete account.

    Report summary

    Mina TOPLEY-BIRD, who had a severe and enduring mental illness and a history of suicide and self-harm attempts, was admitted to West Park Hospital after attempting to run into traffic and stab herself. On 8 May 2019, after being told that no bed was available for her in London, she said words to the effect of “I may as well kill myself”; she was later found hanging in her room and pronounced dead. Concerns included incomplete access to historic medical records, inability to print and share documents across NHS Trust systems, uncertainty about ligature-point assessments, limited bed-management coverage, and incomplete risk-assessment and safety-summary processes.

    Read the report on judiciary.uk

    Source evidence

    How this individual concern was interpreted

    PFD Monitor created a concise, searchable interpretation from the report wording shown below.

    PFD Monitor interpretation

    Failure to upload PDF medical records and important information promptly in original form to the electronic notes system

    Wider context from the report

    “1. Evidence was heard that medical records and other important information could not be uploaded to the Trust's electronic notes system - PARIS when received in PDF form. This meant staff had to precis notes onto the system, in this case when one person was working alone, on a nightshift was required to do this whilst dealing with a variety of different tasks. Important documents that cannot not to be uploaded immediately and in their original form concerns me that attending clinicians do not have access to these documents and can be hindered in making clinical decisions without them. ”

    Source location

    Mina TOPLEY-BIRD · Prevention of Future Deaths report
    Page 5 · concerns

    Open source report

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Implement Cito electronic records functionality for scanning, uploading and viewing documents.

    Verbatim wording from the response

    “This issue regarding access to patient information will be fully resolved by the implementation of Cito, which is a full electronic records management solution and allows documents to be scanned in, uploaded or viewed. This solution will be fully implemented by August 2022.”

    Source location

    2021-0100-Response-from-West-Park-Hospital-Redacted
    Page 2 · response
    Published 13 April 2021

    Open published response

    Source evidence

    How this respondent position was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Operational processes for locally commissioned mental health services are the responsibility of local NHS providers and their commissioning partners.

    Verbatim wording from the response

    “Mental health services provided by TEWV are locally commissioned and therefore operational processes, such as those described, are the responsibility of local NHS providers and their clinical commissioning group (CCG) system partners, which commission the services.”

    Source location

    2021-0100-Response-from-Dept.-of-Health-and-Social-Care-Redacted
    Page 2 · response
    Published 13 April 2021

    Open published response

    Source evidence

    How this respondent position was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Enforcement action was not required because the regulator concluded there was no ongoing risk to service users.

    Verbatim wording from the response

    “My officials also approached the Care Quality Commission (CQC). The CQC has sought assurances from the Trust in relation to its investigation and has concluded that there is no ongoing risk to service users and that enforcement action was not required.”

    Source location

    2021-0100-Response-from-Dept.-of-Health-and-Social-Care-Redacted
    Page 3 · response
    Published 13 April 2021

    Open published response
  10. West Sussex

    AI-generated summary

    Steven Charles Costello · Prevention of Future Deaths report

    This summary was generated using AI from the published report. Please read the original report for the complete account.

    Report summary

    Steven Charles Costello attended the Princess Royal Hospital on 3 October 2019 after disclosing suicidal thoughts and having a rope at home. He remained in A&E overnight because no hospital bed was available, and was found hanging at home on 4 October after leaving the department. The substantive concerns included inadequate documentation and review of his care and condition in A&E, including the failure to update his paper notes at the required intervals.

    Read the report on judiciary.uk

    Source evidence

    How this individual concern was interpreted

    PFD Monitor created a concise, searchable interpretation from the report wording shown below.

    PFD Monitor interpretation

    Failure to regularly update and review A&E paper notes

    Wider context from the report

    “(1) Patient notes in the Accident and Emergency Department at the Princess Royal In circumstances where a patient attends A & E at the PRH with a mental health concern they can be seen by a Senior Nurse Practitioner or a Doctor working for SPFT who assesses them; however patient care remains the responsibility of PRH. SPFT have reviewed their practice so that a contemporaneous note of their consultation is copied from Carenotes and placed in the A & E paper notes. Evidence from a PRH witness at the Inquest confirmed that Mr Costello’s paper notes should have been updated every 2-3 hours to provide an accurate account of how he was progressing. The witness indicated that the notes themselves which PRH staff (paper notes) needed updating and reviewing. This had been done previously for the PRH but then discarded following review by a Senior Nurse at the A & E department at Royal Sussex County Hospital which is also run by the same Trust. It is requested that the Trust consider updating the A and E notes on both sites at the very earliest opportunity and to include note of the need to regularly update them in line with policies and that all staff in A & E receive training on the need to complete those notes regularly with emphasis on the importance of recognising the notes as a vital tool in recording and evaluating a patient’s condition. ”

    Source location

    Steven Charles Costello · Prevention of Future Deaths report
    Page 2 · concerns

    Open source report

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Update Emergency Department mental-health triage documentation and adopt the revised version across all Emergency Departments in the merged Trust.

    Verbatim wording from the response

    “• Work is underway to update our Emergency Department template documentation and the revised documentation will be adopted by all of our Emergency Departments in our newly merged Trust. The new documentation is called Emergency Department Adult Mental Health Triage. It includes good clear guidelines that have been designed to help our Emergency Department staff to assess the risk of self harm, suicide, and the risk of harm to others when a patient is admitted to an Acute Hospital Emergency Department and is suffering from a mental health illness.”

    Source location

    2021-0095-Response-from-Royal-Sussex-County-Hospital-Redacted
    Page 1 · response
    Published 13 April 2021

    Open published response

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Audit use of the new Emergency Department documentation to ensure sustained improvement.

    Verbatim wording from the response

    “• We will audit the use of the new documentation to ensure there is a sustained improvement. We also intend to introduce this system of assessment and documentation to our Children’s Emergency Department.”

    Source location

    2021-0095-Response-from-Royal-Sussex-County-Hospital-Redacted
    Page 2 · response
    Published 13 April 2021

    Open published response

    Source evidence

    How this respondent action was interpreted

    PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

    PFD Monitor interpretation

    Emphasise in staff training the need for high-quality, regularly updated records for patients with mental-health illnesses awaiting beds.

    Verbatim wording from the response

    “The importance of good quality documentation, with regular updates in the records of patients suffering with mental health illnesses, while in our hospitals waiting for a mental health bed, has been emphasised in training to the teams.”

    Source location

    2021-0095-Response-from-Royal-Sussex-County-Hospital-Redacted
    Page 2 · response
    Published 13 April 2021

    Open published response
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Data last updated 7 September 2026