PFD report

Doris Joyce Smith · Prevention of Future Deaths report

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Issued 27 Feb 2023•Essex

Report record

Published report and response evidence

This page connects the concerns raised in this report with statements found in recipients’ published responses. A link shows a clear evidence connection; it does not assign responsibility.

View original report
Concerns
9

Raised in this report

Recipients
1

Named on the report

Responses found
1

Of 1 recipient

Stated actions
15

Described in responses

Source document

Full report text

This is the full text from the original published report.

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Concerns and recipient responses

Select any concern, action or position to view the source wording.

Report evidence summary

Concerns raised9

  1. Lack of effective communication about required care, treatment and observation levels
    Part of recurring concern: Unreliable communication of patient-care information between clinical staffPart of recurring concern: Unreliable patient observation arrangements
  2. Failure to reconsider observation levels after falls in light of physiotherapist advice
    Part of recurring concern: Unreliable patient observation arrangements
  3. Failure to implement physiotherapist advice on assisted mobilisation
Responses linked to these concerns

Each statement is shown once, even when linked to more than one concern.

Actions described in response An action is something a recipient says it has done, is doing, or plans to do in response to a concern raised.14

  1. Action

    Include falls-risk assessment training in clinical and temporary-worker induction, with probationary knowledge review for substantive staff.

    Stated by Essex Partnership University NHS Foundation TrustStated completedThe respondent said that this action was complete when they made their response on 7 March 2023.
  2. Action

    Ensure physiotherapy input at daily safety huddles, including communication of observation requirements and risk-mitigation plans.

    Stated by Essex Partnership University NHS Foundation TrustStated completedThe respondent said that this action was complete when they made their response on 7 March 2023.
  3. Action

    Relauch ward Falls Champion Networks to share learning, support revised policy implementation and audit updated falls assessments.

    Stated by Essex Partnership University NHS Foundation TrustStated plannedThe respondent said that this action was planned when they made their response on 7 March 2023.

Source evidence

How this individual concern was interpreted

PFD Monitor created a concise, searchable interpretation from the report wording shown below. Response links show a clear evidence connection; they do not assign responsibility.

PFD Monitor interpretation

Lack of effective communication about required care, treatment and observation levels

Wider context from the report

“(6) Lack of effective communication as to the care and treatment required for Doris Smith between Trust staff and the levels of observations required to keep her safe on the ward ”

Is this part of a recurring concern?

Yes — Unreliable communication of patient-care information between clinical staff; Unreliable patient observation arrangements.

Open source report

Source evidence

How this individual concern was interpreted

PFD Monitor created a concise, searchable interpretation from the report wording shown below. Response links show a clear evidence connection; they do not assign responsibility.

PFD Monitor interpretation

Failure to reconsider observation levels after falls in light of physiotherapist advice

Wider context from the report

“(3) Doris Smith had falls on the ward and her level of observations was not reconsidered in light of advice from the physiotherapist after each fall. ”

Is this part of a recurring concern?

Yes — Unreliable patient observation arrangements.

Open source report

Source evidence

How this individual concern was interpreted

PFD Monitor created a concise, searchable interpretation from the report wording shown below. Response links show a clear evidence connection; they do not assign responsibility.

PFD Monitor interpretation

Failure to implement physiotherapist advice on assisted mobilisation

Wider context from the report

“(1) Essex Partnership NHS Foundation Trust staff: a. delayed the completion of a falls risk assessment b. completed the falls risk assessment with inaccurate information to assess Doris Smith’s risk and updates were also inaccurate c. did not follow the advice of the physiotherapist that would have required Doris Smith to mobilise only with assistance of staff and whether her level of observations should have been changed. ”

Is this part of a recurring concern?

No recurring-concern membership is currently published.

Open source report

Source evidence

How this individual concern was interpreted

PFD Monitor created a concise, searchable interpretation from the report wording shown below. Response links show a clear evidence connection; they do not assign responsibility.

PFD Monitor interpretation

Recording of out-of-date information in medical records through cut and paste

Wider context from the report

“(5) Quality of record keeping: a. The Trust medical records recording system is electronic and evidence was heard that the window on the screen used for staff to type their records is very small and difficult to use. b. There were significant examples of cut and paste including out-of-date information recorded in the medical records. ”

Is this part of a recurring concern?

No recurring-concern membership is currently published.

Open source report

Source evidence

How this individual concern was interpreted

PFD Monitor created a concise, searchable interpretation from the report wording shown below. Response links show a clear evidence connection; they do not assign responsibility.

PFD Monitor interpretation

Failure to complete required neurological observations after sustained head injury

Wider context from the report

“(2) Neurological observations following a sustained head injury were not completed as required ”

Is this part of a recurring concern?

Yes — Failure to carry out required neurological observations.

Open source report

Source evidence

How this individual concern was interpreted

PFD Monitor created a concise, searchable interpretation from the report wording shown below. Response links show a clear evidence connection; they do not assign responsibility.

PFD Monitor interpretation

Confusing observation policy failing to address physical healthcare risks

Wider context from the report

“(4) The Trust Observation Policy is used in different therapeutic settings and is confusing as to the Levels of Observation required and the focus is on risk for mental health rather then physical healthcare issues that may arise. ”

Is this part of a recurring concern?

Yes — Unreliable patient observation arrangements.

Open source report

Source evidence

How this individual concern was interpreted

PFD Monitor created a concise, searchable interpretation from the report wording shown below. Response links show a clear evidence connection; they do not assign responsibility.

PFD Monitor interpretation

Delays in completing falls risk assessments

Wider context from the report

“(1) Essex Partnership NHS Foundation Trust staff: a. delayed the completion of a falls risk assessment b. completed the falls risk assessment with inaccurate information to assess Doris Smith’s risk and updates were also inaccurate c. did not follow the advice of the physiotherapist that would have required Doris Smith to mobilise only with assistance of staff and whether her level of observations should have been changed. ”

Is this part of a recurring concern?

Yes — Inadequate control of falls risks.

Open source report

Source evidence

How this individual concern was interpreted

PFD Monitor created a concise, searchable interpretation from the report wording shown below. Response links show a clear evidence connection; they do not assign responsibility.

PFD Monitor interpretation

Inaccurate falls risk assessments and updates

Wider context from the report

“(1) Essex Partnership NHS Foundation Trust staff: a. delayed the completion of a falls risk assessment b. completed the falls risk assessment with inaccurate information to assess Doris Smith’s risk and updates were also inaccurate c. did not follow the advice of the physiotherapist that would have required Doris Smith to mobilise only with assistance of staff and whether her level of observations should have been changed. ”

Is this part of a recurring concern?

Yes — Inadequate control of falls risks.

Open source report

Source evidence

How this individual concern was interpreted

PFD Monitor created a concise, searchable interpretation from the report wording shown below. Response links show a clear evidence connection; they do not assign responsibility.

PFD Monitor interpretation

Difficult-to-use electronic medical record entry interface

Wider context from the report

“(5) Quality of record keeping: a. The Trust medical records recording system is electronic and evidence was heard that the window on the screen used for staff to type their records is very small and difficult to use. b. There were significant examples of cut and paste including out-of-date information recorded in the medical records. ”

Is this part of a recurring concern?

No recurring-concern membership is currently published.

Open source report

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Include falls-risk assessment training in clinical and temporary-worker induction, with probationary knowledge review for substantive staff.

Verbatim wording from the response

“- The falls risk assessment is included in the local induction of all clinical ward staff band 2 to band 7 and for the induction of temporary workers. Knowledge and understanding is also reviewed in the probation period of substantive staff members through discussions, which usually concludes after the first six months of employment. This can be extended if there are further learning requirements or concerns for practice. Furthermore, the admissions checklist (which involves consideration of falls risk) is audited weekly by Ward Managers with action taken to ensure these assessments are completed if they are incomplete.”

Source location

Response from Essex Partnership University
Page 2 · response
Published 7 March 2023

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Ensure physiotherapy input at daily safety huddles, including communication of observation requirements and risk-mitigation plans.

Verbatim wording from the response

“- The unit physiotherapist attends the daily safety huddle to ensure effective communication within and between the clinical team. Where this is not possible, the physiotherapy assistant attends to provide a handover of assessments and plans and to receive updates on any patients requiring physiotherapy input. During these meetings, the physiotherapist or their assistant will contribute to discussion around requirement for observation and other risk mitigating interventions. Any changes to the patient’s care are communicated with the team and are updated within the clinical records, and the mobility poster displayed in their bed area where relevant.”

Source location

Response from Essex Partnership University
Page 4 · response
Published 7 March 2023

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Relauch ward Falls Champion Networks to share learning, support revised policy implementation and audit updated falls assessments.

Verbatim wording from the response

“- The Falls Champions Networks were re-launched in January 2023 as part of the Trust’s Physical Health Care meeting. Each ward have an identified registered member of staff who attend the meeting and feedback learning, changes in policy and practice developments in their local team. The Champions will also support the implementation of the revised falls policy once approved and will audit clinical records to ensure patient’s falls risk assessments are updated.”

Source location

Response from Essex Partnership University
Page 3 · response
Published 7 March 2023

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Issue a safety learning alert on copying and pasting in clinical records and disseminate its learning themes.

Verbatim wording from the response

“- On 10ᵗʰ March 2023, EPUT’s Lessons Team released a Safety Learning Alert, which focussed on copying and pasting within clinical records. The Alert noted that copying and pasting had been evident in records within recent inquests, and provided examples of where this had been completed. Learning themes were included within the alert, and actions were set for managers to ensure the key learning had been disseminated and actions had been taken to address the concerns raised. The final action is due for completion in May 2023. I have attached a copy of the Safety Learning Alert.”

Source location

Response from Essex Partnership University
Page 6 · response
Published 7 March 2023

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Audit falls-risk assessment completion weekly and monitor outstanding assessments through ward dashboards, handovers and assurance processes.

Verbatim wording from the response

“- The falls risk assessment is included in the local induction of all clinical ward staff band 2 to band 7 and for the induction of temporary workers. Knowledge and understanding is also reviewed in the probation period of substantive staff members through discussions, which usually concludes after the first six months of employment. This can be extended if there are further learning requirements or concerns for practice. Furthermore, the admissions checklist (which involves consideration of falls risk) is audited weekly by Ward Managers with action taken to ensure these assessments are completed if they are incomplete.”

Source location

Response from Essex Partnership University
Page 2 · response
Published 7 March 2023

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Complete a Trust-wide record-keeping audit and use its findings to address copying and pasting in clinical records.

Verbatim wording from the response

“- A recent Trust-wide audit on record keeping was completed to review patient records for all clinical teams and the report finalised in April 2023. It was a retrospective audit looking at information recorded for the most recent contact with the patient to obtain assurance the records meet procedure regarding health and social care records. Clinical teams carried out the audit on their own records and submitted the information for analysis by the Clinical Audit Team. One of the findings from the report raised an issue of copying and pasting in records for teams in the Mental Health Inpatient and Urgent Care group. Discussions with the teams are being held to agree next steps to reduce copying and pasting with one suggestion is to use a current assurance process to review some records using the clinical dashboard as part of monitoring.”

Source location

Response from Essex Partnership University
Page 5 · response
Published 7 March 2023

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Complete the outstanding manager actions arising from the safety learning alert on copying and pasting in clinical records.

Verbatim wording from the response

“- On 10ᵗʰ March 2023, EPUT’s Lessons Team released a Safety Learning Alert, which focussed on copying and pasting within clinical records. The Alert noted that copying and pasting had been evident in records within recent inquests, and provided examples of where this had been completed. Learning themes were included within the alert, and actions were set for managers to ensure the key learning had been disseminated and actions had been taken to address the concerns raised. The final action is due for completion in May 2023. I have attached a copy of the Safety Learning Alert.”

Source location

Response from Essex Partnership University
Page 6 · response
Published 7 March 2023

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Recirculate instructions on expanding electronic-record text boxes and enlarging displayed text in the Lessons Identified Newsletter.

Verbatim wording from the response

“- Within the clinical records, Paris, there is a function to expand text boxes for clinicians to type information within, and text can be made larger on the screen for this to be readable for the clinician. This technique will be re-circulated to staff in May’s edition of the Lessons Identified Newsletter or 5 Key Messages.”

Source location

Response from Essex Partnership University
Page 5 · response
Published 7 March 2023

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Develop two standard operating procedures covering inpatient falls management and post-fall management.

Verbatim wording from the response

“In addition to the falls risk assessment and the admission checklist which aid the staff member to introduce falls reduction interventions and strategies for that patient, the Trust is currently engaged with Carradale futures in a project to produce two Standard Operating Procedures (SOP) that relate to the management of inpatient falls. These are management of falls the inpatient setting and the management of a patient following a fall.”

Source location

Response from Essex Partnership University
Page 2 · response
Published 7 March 2023

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Provide mandatory neurological-observation training to substantive, bank and non-registered staff using case studies and scenarios.

Verbatim wording from the response

“- Training for staff related to the understanding of neurological observations is covered in several mandatory training courses, including; Grab Bag, Preventing Falls in Hospital and Immediate Life Support. This covers theoretical components and the use of case studies and scenario based training to ensure embedding of knowledge in a practical sense. This training is completed by substantive and bank staff and currently includes non-registered staff members.”

Source location

Response from Essex Partnership University
Page 3 · response
Published 7 March 2023

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Use clinical guidance and neurological observation charts to specify post-fall neurological assessment, Glasgow Coma Scale recording and observation frequencies.

Verbatim wording from the response

“observations. The ‘Clinical Guideline on the Use of National Early Warning Score System (NEWS2) (CG87) provides staff with a framework for the identification and management of patients who are at risk of physiological deterioration. It has information on when physiological observations must be taken, when to complete a monitoring plan for physiological observations, how to record these observations and what to do if the metrics are abnormal.”

Source location

Response from Essex Partnership University
Page 5 · response
Published 7 March 2023

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Disseminate record-keeping guidance through an animated video and live learning event.

Verbatim wording from the response

“- In addition, EPUT’s Lessons Team produced a short animated video with record keeping tips included, and this was cascaded across the organisation on 25ᵗʰ January 2023. The tips included the accuracy and purpose of maintaining adequate records. On 1ˢᵗ February, the Lessons Team hosted a live learning event entitled “Learning Matters: Your Monthly Insight”. The topic of discussion focused on record keeping, themes of good practice and also the legalities around medical records.”

Source location

Response from Essex Partnership University
Page 6 · response
Published 7 March 2023

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Complete falls assessments within 24 hours of admission and update them after clinical changes.

Verbatim wording from the response

“Since Doris was a patient with EPUT, the Trust have made a number of practice changes to improve the care provided to patients in relation to falls. These are detailed below:”

Source location

Response from Essex Partnership University
Page 1 · response
Published 7 March 2023

Open published response

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Display and maintain patient-bedroom mobility-assistance posters, updating and communicating them when mobility needs change.

Verbatim wording from the response

“- Posters are displayed in patient bedrooms to clearly inform the patient and supporting staff of the mobility assistance they require, and includes details of aids they may require for the hearing and visual needs. The posters are initiated by physiotherapy staff and updated by them or the occupational therapy staff. When an update is completed, this is emailed to the team, updated within the clinical records, discussed at the safety huddle and handover. This ensures prompt and thorough communication sharing. This was in place at the time Doris was an inpatient and remains current practice.”

Source location

Response from Essex Partnership University
Page 3 · response
Published 7 March 2023

Open published response

Other statements in published responses

These actions and other statements could not be clearly connected to one concern in this report.

Recipient-stated actions An action is something a recipient says it has done, is doing, or plans to do in response to a concern raised.1

  1. 1

    Deliver staff training on using the new falls-management standard operating procedures.

    Stated by Essex Partnership University NHS Foundation TrustStated plannedThe respondent said that this action was planned when they made their response on 7 March 2023.

Source evidence

How this respondent action was interpreted

PFD Monitor created a concise, searchable interpretation from the published response wording shown below.

PFD Monitor interpretation

Deliver staff training on using the new falls-management standard operating procedures.

Verbatim wording from the response

“The staff member will be promoted to check the physical observations of the patient specifically where there are postural blood pressure differences and to ensure that the patient is clinically safe to mobilise. The purpose of these documents is to ensure that in a high pressured environment such as the ward, staff may not have capacity to review an entire guideline or policy, which maybe several pages in length in its entirety. The SOP take the key information for the policy, and will provide practical step by step actions to be taken to immediately improve the safety of the patient. As part of the implementation plan, there will be a supporting training session delivered to staff on usage of the SOP.”

Source location

Response from Essex Partnership University
Page 2 · response
Published 7 March 2023

Open published response
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Information checked against the published report and official responses · Data reviewed 7 Sep 2026 · About data quality and limitations

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Data last updated 7 September 2026